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8 months ago
Legal Works Recruitment Ltd
Salary: £75000 - £110000 per annum
Location: London, City, East London, North London, West London
Job type: Permanent
Job sector: In House
Experience: PQE 5, PQE 6-9
Contact: Andrew Nelson
Sector: Regulatory, Banking and Finance
Category: Associate Jobs, Fee Earner Jobs, Lawyer Jobs, Legal Counsel Jobs, Solicitor Jobs

Our Client an international financial institution is seeking to recruit an experienced Regulatory Risk Lawyer circa 5/6PQE+ to be based in the London office.


Reporting to the Head of Central Compliance EMEA, this is a highly visible role in the Legal Regulatory Risk team.

You will work closely with the lead on Regulatory Change to assist the Company adapt to regulatory change by interpreting regulatory expectations in a commercial and strategic manner.

You will have regular interaction with the Company's Operations, Technology and HR support divisions, other business groups and business-aligned Compliance teams to provide efficient and effective compliance advisory services to the Group.

Assisting with the implementation of key regulatory changes across the EMEA region and the Company's business lines.

*Identifying, tracking and advising on existing/new regulatory developments;
*Project management of regulatory change initiatives;
*Providing assistance with risk based reviews and monitoring, in line with regulatory obligations and internal policies and procedures
*Assisting with regional management of the Global Policy framework.
*Promoting a positive compliance culture through communication and oversight of regulatory responsibilities at all levels.


To be successful YOU will:-

*Be circa 5/6PQE+ gained within a private practice or in-house within a Financial Services firm
*Have strong regulatory compliance, investigation or audit experience gained within a financial services, legal or regulatory environment and be able to demonstrate solid understanding of the UK and EU regulatory environment.
*Have excellent interpersonal, communication and management skills.
*Be able to demonstrate the ability to manage and advise on regulatory projects.
*Have a strong commercial orientation, with proven ability to assess a diverse range of financial service businesses and provide pro-active solutions.

Any experience or exposure to regulatory outsourcing would be advantageous, but is not essential.

Excellent remuneration package on offer.

If you would like to speak with our retained Consultant ANDREW NELSON in respect of this position or similar vacancies, or if you would like a discussion about your career or the market in general please do call us in the strictest confidence

Legal Works Recruitment

Financial Services - regulatory risk - Regulation - compliance - banking

Legal Works Recruitment Ltd is acting as an Employment Agency in relation to this vacancy.

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