| Salary | Any |
|---|---|
| Location | London |
| Job type | Permanent |
| Company | Gap Legal |
| Contact | MARGARET SERGISON |
| Practice areas | Insurance/Financial Services/Compliance, Professional Negligence/Indemnity |
| Posted | 9th May 2008 |
| Expires | 6th Jun 2008 |
Excellent opportunity for a Compliance Lawyer to join this well-regarded firm of solicitors.
Working in-house the role will include:
• Professional Indemnity Claims - investigating circumstances/claims, preparing reports and giving advice/guidance to the Compliance Director, Practice Manager and fee earners.
• Professional Indemnity Insurance including assisting in the renewal process.
• Complaints - investigating complaints, preparing reports, giving advice/guidance to the Compliance Director, Practice Manager fee earners and resolving complaints.
• Professional Conduct- compliance with the Solicitors Code of Conduct -responding to queries from fee earners and preparing professional conduct updates.
• Anti-money Laundering - providing guidance/advice to fee earners, investigating suspicions of money laundering and preparing reports, preparing AML updates and providing AML training.
• Referral arrangements-maintaining appropriate records.
• Financial services-ensuring compliance.
• Anti discrimination-reviewing policies and ensuring compliance.
• Auditing and reviewing files
• Risk Management - assisting in the overseeing of the practice's risk management plan, preparing risk management updates and conducting file audits
If you are interested in this vacancy, please forward your cv quoting reference M8100
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