4445 jobs - 17 added today
106532 registered Jobseekers
Recruiting? Call us on 01772 639042
Email me newest jobs similar to this one
2 days ago
only 7 days until close

Compliance Assistant


CV law
Salary: £30,000 (pro-rata)
Location: London, City
Job type: Part Time
Job sector: Private Practice
Experience: Any or N/A
Contact: Sandra Kernan
Job Role: Admin Jobs, Administrator Jobs
Apply
Select how you want to share:
View similar
Forward thinking expanding law firm in the City are seeking to recruit an experienced compliance assistant on a part time basis to support the Head of Compliance. 

Duties include:
 Checking of all File Opening Documentation for completeness and accuracy
 Activation of Matters
  Administration of File Compliance Reviews performed by senior Fee Earners
Performance of monthly SAR testing to ensure controls in place in Accounts Department are being performed.
Annual review of Compliance measures in place throughout the Firm.
Bi weekly follow up with Fee Earners of matters opened for which File Opening Documentation is incomplete.
Maintenance of various Logs – Entertainment, PEP’s, Interest Party etc
Maintenance of the Office Manual including liaison with Fee Earners responsible for particular sections
Verification of Passport details using World Check
Forward thinking expanding law firm in the City are seeking to recruit an experienced compliance assistant on a part time basis to support the Head of Compliance. 

Duties include:
 Checking of all File Opening Documentation for completeness and accuracy
 Activation of Matters
  Administration of File Compliance Reviews performed by senior Fee Earners
Performance of monthly SAR testing to ensure controls in place in Accounts Department are being performed.
Annual review of Compliance measures in place throughout the Firm.
Bi weekly follow up with Fee Earners of matters opened for which File Opening Documentation is incomplete.
Maintenance of various Logs – Entertainment, PEP’s, Interest Party etc
Maintenance of the Office Manual including liaison with Fee Earners responsible for particular sections
Verification of Passport details using World Check
Apply

Email me newest jobs similar to this one

  Back to the top